-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G76jVmI4zBZ4PHc8VLd4meWOrfekWAcJB8G1y7Jf72L4lWjLA9xUIvqNTFw965yK coJKDx3kW/kMvQyi1vZ7uQ== 0000950131-00-000149.txt : 20000202 0000950131-00-000149.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950131-00-000149 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10375 FILM NUMBER: 506225 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAVIN LEONARD H /IL/ CENTRAL INDEX KEY: 0000917992 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 SC 13G/A 1 SCHEDULE 13G (AMENDMENT NO. 10) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* ---- ALBERTO-CULVER COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK, $.22 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 013068200 --------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages (s)) Page 1 of 4 pages - --------------------- ------------------- CUSIP NO. 013068200 13G PAGE 2 of 4 PAGES - --------------------- ------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). LEONARD H. LAVIN - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 4,235,304 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 969,378 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 4,235,304 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 969,378 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 5,204,682 ** - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 (SEE INSTRUCTIONS) Excluded are: 3,409,884 Class B shares and 64 Class A shares held by Lavin's spouse as trustee of a trust for her benefit, 493,640 Class A shares and 782,064 Class B shares held by Lavin's spouse as trustee or co- trustee of trusts for the benefit of their adult children and grandchildren and 294 Class B shares held directly by Lavin's spouse. Lavin disclaims beneficial ownership of such shares. [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 18.94% ** - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)* 12 IN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS ** Includes 4,755,304 shares of the Issuer's Class B common stock, $.22 par value ("Class B shares"), which are immediately convertible at the holder's option on a share for share basis into shares of Class A common stock. CUSIP No. 013068200 SCHEDULE 13G Page 3 of 4 - -------------------------------------------------------------------------------- Item 1(a). Name of Issuer: Alberto-Culver Company Item 1(b). Address of Issuer's Principal Executive Offices: 2525 Armitage Avenue Melrose Park, Illinois 60160 Item 2(a). Name of Person Filing: Leonard H. Lavin ("Lavin") Item 2(b). Address of Principal Business Office or, if none, Residence: 2525 Armitage Avenue Melrose Park, Illinois 60160 Item 2(c). Citizenship: United States citizen Item 2(d). Title of Class of Securities: Class A common stock, $.22 par value per share ("Class A shares") Item 2(e). CUSIP Number: 013068200 Item 3. Not Applicable Item 4. Ownership. (a) Amount Beneficially Owned: 5,204,682 Class A shares /1/ (b) Percent of Class: 18.94% (c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 4,235,304 Class A shares (ii) Shared power to vote or to direct the vote: 969,378 Class A shares /2/ (iii) Sole power to dispose or to direct the disposition of: 4,235,304 Class A shares (iv) Shared power to dispose or to direct the disposition of: 969,378 Class A shares /2/
___________________________________ /1/ Includes 4,755,304 shares of Issuer's Class B shares, which are immediately convertible at the holder's option on a share for share basis into Class A shares. Does not include: 3,409,884 Class B shares and 64 Class A shares held by Lavin's spouse as trustee of a trust for her benefit, 493,640 Class A shares and 782,064 Class B shares held by Lavin's spouse as trustee or co- trustee of trusts for the benefit of their adult children and grandchildren and 294 Class B shares held directly by Lavin=s spouse. Lavin disclaims beneficial ownership of such shares. /2/ Consists of 449,378 Class A shares and 520,000 Class B shares held in the name of Lavin Family Foundation, a charitable foundation of which Lavin is the President and a Director. CUSIP No. 013068200 SCHEDULE 13G Page 4 of 4 - --------------------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certifications. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 10, 2000 Signature: /s/ Leonard H. Lavin ----------------------- Leonard H. Lavin -----END PRIVACY-ENHANCED MESSAGE-----